Industries we work with

Financial Regulatory Compliance

The Financial Conduct Authority (FCA) regulates the conduct of 50,000 firms in the UK to ensure that our financial markets are honest, competitive and fair. 

​If FCA compliance is part of your organisation's responsiblity, you have to stay on the right side of them with disciplines such as Anti-bribery and Corruption, FCA Competence Supervision, Mortgage conduct of business (MCOBS), Fraud awareness and more. 

​So what needs doing? Who needs retraining? When do they need it? Has anyone been missed? Who's coming up for training in the next few weeks?

​Compliance Tracker will tell you all of this and more. It tells you what you need to do, and when. It will also tell you what you have missed and what's coming up. Configurable alerts get emailed to you ahead of any training deadline.

​It allows you to store all your evidence within the system, e.g. Course certificates, Training evidence and more.

​The simple dashboard gives you an accurate picture of exactly where you are with regard to compliance. Compliance Tracker can provide the answer to any inspection request with precise details as to exactly what was done and when, with the accompanying evidence.

​The system is intuitive and very easy to use. We help you gather your data and then build your system, so you're not wrestling with spreadsheets and data uploads.

​Get FCA peace of mind for your organisation today by getting in touch.

We remember, so you don’t forget

See what our customers say

  • "We would recommend Compliance Tracker for any school or estate who have a lot of processes they need to keep track of easily"

    Richard Hooker, Estates Bursar, King Edward’s School, Witley

  • “Compliance Tracker has enabled our organisation to work in a much leaner way than we did before"

    Paramjit Toor, Home Instead, Wolverhampton, Wombourne & Kingswinford

  • “Why can't all software be this easy to use?”

    Steven Gill, The Training Fox

  • “Daily operations have improved immensly since we've implemented the system”

    Usha Kumari-Burns, Eclipse Properties

  • “The system has been a real asset to my business, and I would wholeheartedly recommend it to anyone trying to keep on top of lots of processes in their organisation.”

    Clive Thorp, CT Health & Safety